Interviewing A New Financial Advisor?... Here's A Tool
Finra BrokerCheck allows you to look at your financial advisors background.
Through BrokerCheck, investors can:
- Search for both brokers and brokerage firms
- Obtain online delivery of a background report
- View explanatory information to help them better understand the content, context and source of the information provided
- See links to additional resources and tools
Wise Owl